Additional SIE dataset

    Broker-Dealer Database

    Explore FINRA-registered broker-dealer firm data with CRD, registration, and key-personnel fields where available.

    Broker-dealer firms
    FINRA Registered
    CRD Data

    FINRA Registration

    CRD and registration-status fields where available

    Firm Classifications

    Wirehouses, regionals, independents, and specialty broker-dealers

    Key Personnel

    Access principals, compliance officers, and decision-makers

    U.S. Firm Data

    Registered broker-dealer firm fields where available

    Data Fields Available

    Firm Name
    CRD Number
    Business Address
    Phone Numbers
    Key Contacts
    Registration Status
    Firm Type
    Classification
    Compliance Officer
    State Registrations
    City/State/ZIP
    Email

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